Corporate Compliance Specialist
Compliance Specialist II, Assistant Vice President The Compliance Specialist II is responsible for providing guidance and direction with respect to compliance with laws and regulations with direction and/or input from management. This includes ongoing guidance as well as assisting with the managing of implementation processes. This position will also assist in detecting, assessing, and responding to emerging risks. Position
Responsibilities:
Regulatory Compliance Interprets and makes recommendations of new or revised regulatory requirements in support of Compliance Management System (CMS) requirements. Develop a solid understanding of the new/revised regulation. Work collaboratively with the Line of Business and Compliance to understand current practices. Makes recommendations and collaborates to execute any required changes in support of CMS requirements. Analytics Performs analysis in managing risks in existing operations resulting from industry lawsuits, settlements, etc. associated with regulatory violations. Work collaboratively with Retail lines of business to understand current practices. Collaborate with others for required changes to business activities. Reporting/Project Management Participate meetings and addressing questions, regarding regulatory requirements in specific fact-based scenarios. Collaborate with the Line of Business and Compliance. Collaborate with Senior Compliance Manager on senior management compliance reporting. Testing/Exam Oversight of periodic self-monitoring or testing to determine whether policies and procedures are being followed. Training Develop and review role-based training materials and training tools as needed. In partnership with the Line of Business and Compliance make recommendations and review of customer facing documents. Position
Qualifications:
Bachelor's degree from an accredited university or 4 years of relevant work experience 7 years related experience in Compliance or Risk Management 2 years of Microsoft Office Prod
Salary Range:
$80K -- $100K
Minimum Qualification
Auditing & ComplianceEstimated Salary: $20 to $28 per hour based on qualifications.
Responsibilities:
Regulatory Compliance Interprets and makes recommendations of new or revised regulatory requirements in support of Compliance Management System (CMS) requirements. Develop a solid understanding of the new/revised regulation. Work collaboratively with the Line of Business and Compliance to understand current practices. Makes recommendations and collaborates to execute any required changes in support of CMS requirements. Analytics Performs analysis in managing risks in existing operations resulting from industry lawsuits, settlements, etc. associated with regulatory violations. Work collaboratively with Retail lines of business to understand current practices. Collaborate with others for required changes to business activities. Reporting/Project Management Participate meetings and addressing questions, regarding regulatory requirements in specific fact-based scenarios. Collaborate with the Line of Business and Compliance. Collaborate with Senior Compliance Manager on senior management compliance reporting. Testing/Exam Oversight of periodic self-monitoring or testing to determine whether policies and procedures are being followed. Training Develop and review role-based training materials and training tools as needed. In partnership with the Line of Business and Compliance make recommendations and review of customer facing documents. Position
Qualifications:
Bachelor's degree from an accredited university or 4 years of relevant work experience 7 years related experience in Compliance or Risk Management 2 years of Microsoft Office Prod
Salary Range:
$80K -- $100K
Minimum Qualification
Auditing & ComplianceEstimated Salary: $20 to $28 per hour based on qualifications.
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